Unclaimed
Stephen Kernahan is a financial advisor based in Downers Grove, IL. Stephen has been in the financial services industry since 1998 and is currently registered with LPL Enterprise, LLC. Stephen has a broad range of experience, working with clients at firms including Raymond James Financial Services, Inc., U.S. Bancorp Investments, Inc., and VALIC Financial Advisors, Inc. Stephen has a strong focus on providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/14/2024 - Present
LPL Enterprise, LLC (ROSEMONT IL)
MO
01/13/2023 - 10/06/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Saint Louis MO)
WI
07/21/2017 - 07/26/2022
U.S. BANCORP INVESTMENTS, INC. (WEST ALLIS WI)
IL
04/04/2016 - 07/21/2017
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
09/18/2014 - 04/05/2016
WADDELL & REED (CHICAGO IL)
IL
06/08/2012 - 09/12/2014
PROEQUITIES, INC. (CHICAGO IL)
IL
08/20/2009 - 04/27/2012
BLC FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
06/15/2009 - 07/27/2009
LPL FINANCIAL CORPORATION (WHEELING IL)
TX
06/30/2008 - 09/08/2008
SUMMITALLIANCE SECURITIES, L.L.C. (DALLAS TX)
IN
03/17/2008 - 06/30/2008
CORNERSTONE FINANCIAL SERVICES, INC. (GREENFIELD IN)
CT
04/26/2006 - 02/14/2008
MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)
IL
09/11/2001 - 04/06/2006
FIFTH THIRD SECURITIES, INC. (NILES IL)
TX
02/09/2001 - 09/19/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/09/2001 - 09/19/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
SC
08/04/2000 - 02/09/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
03/08/1999 - 08/07/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/20/1998 - 08/07/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 09/25/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/23/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 11/10/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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