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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Valentine is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen has been in the industry since August 26, 2020 and holds both Series 66 and Series 7TO licenses. Stephen has previously worked for Morgan Stanley and J.P. Morgan Securities LLC. Stephen works with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Stephen is a specialist in various areas including Fixed Income, Variable Products, Mutual Funds, and Investment Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/27/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA ROSA CA)
CA
03/20/2023 - 08/02/2024
MORGAN STANLEY (San Francisco CA)
CA
07/22/2020 - 03/01/2023
J.P. MORGAN SECURITIES LLC (SANTA ROSA CA)
BOTH
Issued 08/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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