Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Maiello is a financial advisor with Realized Financial, Inc. Stephen has been in the financial industry since 1995 and has extensive experience in providing investment advice. Stephen is registered with FINRA and holds the Series 3, 4, 7, 24, 52, 53, 63, 99, and SIE licenses. Stephen's previous experience includes working at Lime Trading Corp, Charles Schwab & Co., Inc., CyberTrader, Inc., TouchTrade.com, Inc., and SecWest Securities, Inc. Stephen specializes in providing financial planning, portfolio management, and educational seminars. Stephen is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for other ria and bd
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Financial planning fees and reallowances
1
2
TX
08/16/2024 - Present
Realized Financial, Inc. (AUSTIN TX)
NY
01/03/2022 - 03/27/2024
LIME TRADING CORP (NEW YORK NY)
TX
10/30/2003 - 05/19/2021
CHARLES SCHWAB & CO., INC. (Austin TX)
TX
10/18/2000 - 12/07/2007
CYBERTRADER, INC. (AUSTIN TX)
UT
06/20/2000 - 02/09/2001
TOUCHTRADE.COM, INC. (SALT LAKE CITY UT)
FL
01/21/1994 - 07/07/2000
SECWEST SECURITIES, INC. (FT. LAUDERDALE FL)
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/27/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2003
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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