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Stephen T. Hicks

Brighton Securities Corp.

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About Stephen T. Hicks

Stephen T. Hicks is a registered representative with Brighton Securities Corp. Stephen has been in the industry since August 2007, and is currently licensed to provide securities and investment advice in 25 states and the District of Columbia. Stephen's registrations allow them to provide investment advice to a variety of clients including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations.

Firm Information

Stephen Hicks is currently registered with Brighton Securities Corp.. Brighton Securities Corp. is an investment advisory firm based in Rochester, New York, that has been in operation since 1969. They provide financial planning, portfolio management, and selection of other advisers for businesses and individuals. The firm has a strong track record of success and is known for their personalized service and commitment to their clients' financial goals. They have a team of experienced professionals who can provide comprehensive financial advice to help their clients achieve their goals. The firm currently has 2,108 accounts under management with a total of $611,855,688 in regulatory assets.
Brighton Securities Corp.

1703 MONROE AVENUE

ROCHESTER, NY 14618

$611.86M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Hicks’s Registration & Firm History

NY

01/10/2023 - Present

Brighton Securities Corp. (BATAVIA NY)

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Licenses & Designations

BOTH

Issued 08/08/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen T. Hicks.
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