Unclaimed
Stephen Swayze Salyer is a financial advisor currently registered with Lazard Freres & Co. LLC. Stephen has been in the financial industry for over 15 years and has worked with Potomac Capital Markets, LLC and Atlantic - Pacific Capital, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2012 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
10/17/2008 - 11/02/2012
ATLANTIC - PACIFIC CAPITAL, INC. (NEW YORK NY)
MD
02/24/2005 - 02/09/2006
POTOMAC CAPITAL MARKETS, LLC (MIDDLETOWN MD)
BC
Issued 09/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/16/2008
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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