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Stephen Swayze Salyer

Lazard Freres & Co. LLC

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About Stephen Swayze Salyer

Stephen Swayze Salyer is a financial advisor currently registered with Lazard Freres & Co. LLC. Stephen has been in the financial industry for over 15 years and has worked with Potomac Capital Markets, LLC and Atlantic - Pacific Capital, Inc. in the past.

Firm Information

Stephen Salyer is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Salyer’s Registration & Firm History

NY

11/09/2012 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

10/17/2008 - 11/02/2012

ATLANTIC - PACIFIC CAPITAL, INC. (NEW YORK NY)

MD

02/24/2005 - 02/09/2006

POTOMAC CAPITAL MARKETS, LLC (MIDDLETOWN MD)

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Licenses & Designations

BC

Issued 09/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/24/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/16/2008

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Swayze Salyer.
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