Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sumner is an investment advisor representative with J.P. Morgan Securities LLC. Stephen is based in GRAPEVINE, TX and has been in the industry since 2013. Stephen is registered with the state of Texas. Stephen is a registered representative of J.P. Morgan Securities LLC and also an investment advisor representative. Prior to joining J.P. Morgan Securities LLC, Stephen was with Wells Fargo Clearing Services, LLC. Stephen has passed the Series 6, SIE, Series 7TO and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
05/29/2024 - Present
J.p. Morgan Securities LLC (GRAPEVINE TX)
TX
12/09/2022 - 05/15/2024
WELLS FARGO CLEARING SERVICES, LLC (FLOWER MOUND TX)
TX
09/18/2017 - 10/29/2022
J.P. MORGAN SECURITIES LLC (SOUTHLAKE TX)
TX
11/25/2013 - 11/15/2016
J.P. MORGAN SECURITIES LLC (CARROLLTON TX)
IA
Issued 12/14/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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