Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ng is an investment advisor representative with Osaic Wealth, Inc. with over 30 years of experience in the financial industry. Stephen has a diverse background, holding registrations in multiple states and possessing various licenses and designations. Stephen's previous roles at firms such as Sagepoint Financial, Inc., American General Securities Incorporated, Royal Alliance Associates, Inc., and Princor Financial Services Corporation, demonstrate a strong track record in the financial services industry. Stephen provides financial planning and portfolio management services for individuals and businesses, as well as educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
09/01/2023 - Present
Osaic Wealth, Inc. (SPRINGFIELD NJ)
NJ
10/31/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SPRINGFIELD NJ)
NJ
01/13/2000 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (SHORT HILLS NJ)
AZ
01/05/1998 - 01/20/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
03/26/1996 - 01/06/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
04/03/1992 - 04/05/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/03/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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