Unclaimed
Stephen Shaw is a financial advisor with State Farm VP Management Corp. in Lubbock, Texas. Stephen is registered with the state of Texas and has the Series 63, Series 65, Series 6TO and SIE licenses. Stephen has been in the financial services industry for over 1 year. Stephen is dedicated to providing exceptional financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/12/2023 - Present
State Farm VP Management Corp. (Lubbock TX)
BC
Issued 10/16/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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