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Stephen Shaw

State Farm VP Management Corp.

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About Stephen Shaw

Stephen Shaw is a financial advisor with State Farm VP Management Corp. in Lubbock, Texas. Stephen is registered with the state of Texas and has the Series 63, Series 65, Series 6TO and SIE licenses. Stephen has been in the financial services industry for over 1 year. Stephen is dedicated to providing exceptional financial advice and helping clients achieve their financial goals.

Firm Information

Stephen Shaw is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Shaw’s Registration & Firm History

TX

12/12/2023 - Present

State Farm VP Management Corp. (Lubbock TX)

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Licenses & Designations

BC

Issued 10/16/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/30/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/11/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Shaw.
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