Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Scott Siegle is a financial advisor with over 30 years of experience in the financial services industry. Stephen is currently registered with RBC Capital Markets, LLC, and has previously worked for companies such as Wells Fargo Clearing Services, LLC and PNC Investments. Stephen holds several industry licenses including Series 6, 7, 63, and 65. Stephen specializes in working with high-net-worth individuals, corporations, and various capital funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
09/13/2023 - Present
RBC Capital Markets, LLC (Vienna VA)
VA
02/18/2011 - 09/20/2023
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON VA)
VA
08/07/2008 - 02/18/2011
PNC INVESTMENTS (STERLING VA)
CT
08/24/2007 - 07/16/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NJ
11/03/2003 - 08/14/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
02/17/1994 - 09/15/2003
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
OH
07/27/1993 - 12/17/1993
SPECTRUM SECURITIES CORPORATION (MAYFIELD HEIGHTS OH)
NJ
01/18/1991 - 04/21/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/18/1991 - 04/21/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
08/10/1990 - 01/09/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/10/1990 - 01/09/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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