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Stephen Scott Sassano

Dinosaur Financial Group, LLC

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About Stephen Scott Sassano

Stephen Scott Sassano is a financial advisor with Dinosaur Financial Group, LLC. Stephen has been in the financial services industry since 1994. Prior to joining Dinosaur Financial Group, LLC, Stephen worked at Credit Suisse Securities (USA) LLC, Morgan Stanley & Co., Incorporated, Refco Securities, LLC, Tullett & Tokyo Securities, Inc., Paribas Corporation, BZW Securities Inc., and Gruntal & Co. Incorporated. Stephen is registered with the state of Florida, Louisiana, New Jersey, New York and Texas.

Firm Information

Stephen Sassano is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Sassano’s Registration & Firm History

NY

01/02/2018 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NY

09/03/2008 - 12/19/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

01/24/2006 - 03/28/2008

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

05/28/1999 - 12/31/2005

REFCO SECURITIES, LLC (NEW YORK NY)

NY

01/14/1999 - 05/11/1999

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

NY

01/21/1997 - 11/11/1998

PARIBAS CORPORATION (NEW YORK NY)

NY

09/08/1995 - 11/04/1996

BZW SECURITIES INC. (NEW YORK NY)

NY

02/09/1993 - 09/11/1995

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

08/06/1992 - 01/01/1993

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Scott Sassano.
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