Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lacko is a financial advisor who has been in the industry since 1998. Stephen is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since 2025. Stephen is also registered as a securities agent in Illinois and Texas. Previously Stephen was a financial advisor at LPL FINANCIAL LLC, PNC INVESTMENTS, NATCITY INVESTMENTS, INC., UBS FINANCIAL SERVICES INC., MCDONALD INVESTMENTS INC., and TD WATERHOUSE INVESTOR SERVICES, INC.. Stephen is a Series 7, 9, 10, 63 and 66 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/14/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
OH
08/09/2019 - 08/19/2021
LPL FINANCIAL LLC (BEACHWOOD OH)
OH
11/13/2009 - 07/31/2019
PNC INVESTMENTS (CLEVELAND OH)
OH
08/07/2007 - 11/13/2009
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NJ
02/09/2007 - 08/24/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
OH
06/24/2005 - 02/09/2007
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
11/10/2004 - 05/03/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
OH
03/08/2000 - 11/03/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NE
01/01/1997 - 02/22/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 12/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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