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Stephen Scott Grollmus

Fidelity Brokerage Services LLC

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About Stephen Scott Grollmus

Stephen Scott Grollmus is a financial advisor with Fidelity Brokerage Services LLC. Stephen has been in the industry since 1994 and holds a Series 6, 7, 9, 10, 63 and SIE licenses. Stephen is registered in Kentucky, Massachusetts, Ohio, Texas and Utah. Stephen previously worked with National Financial Services LLC.

Firm Information

Stephen Grollmus is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Grollmus’s Registration & Firm History

KY

06/02/2017 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

01/16/2014 - 05/05/2017

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

01/11/2008 - 01/02/2014

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

KY

09/05/2007 - 07/02/2013

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

12/07/1993 - 06/13/2007

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

MA

08/22/2002 - 12/17/2003

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 10/25/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/10/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1996

Series 7 - General Securities Representative Examination

BC

Issued 12/06/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Scott Grollmus.
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