Unclaimed
Stephen Elliott is a financial advisor with over 30 years of experience in the industry. He is currently registered with LPL Financial LLC and has been with the firm since 2005. Stephen has worked with a variety of clients, including individuals, families, businesses, and retirement plans. He is committed to providing personalized financial advice and helping clients reach their financial goals. His specializations include retirement planning, investment management, and estate planning. Stephen is a member of the National Association of Personal Financial Advisors (NAPFA) and is dedicated to providing ethical and professional advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
11/02/2005 - Present
LPL Financial LLC (NASHVILLE TN)
IN
01/14/2002 - 11/04/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/14/2002 - 11/04/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MI
09/29/2001 - 01/31/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
03/13/1999 - 10/02/2001
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
FL
03/16/1998 - 03/17/1999
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MA
02/19/1997 - 03/15/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/19/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
02/03/1994 - 01/28/1997
MONY SECURITIES CORP. (NEW YORK NY)
NJ
02/25/1988 - 01/12/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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