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Stephen Scott Barber

Sovereign Wealth Advisors LLC

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About Stephen Scott Barber

Stephen Barber is an investment advisor representative with Sovereign Wealth Advisors LLC in Houston, Texas. Stephen Barber is also registered in Florida, New Mexico, Tennessee, Texas, and Utah. Stephen Barber has been in the industry since February 21, 2003 and is registered with FINRA. Stephen Barber offers advisory services such as financial planning, pension consulting, educational seminars, and portfolio management for individuals.

Firm Information

Stephen Barber is currently registered with Sovereign Wealth Advisors LLC. Sovereign Wealth Advisors LLC is a Houston, TX-based registered investment advisor with 31 investment advisor representatives and over $547 million in regulatory assets under management. The firm offers financial planning, pension consulting, and portfolio management services to high-net-worth individuals, corporations, pension plans, charitable organizations, and individuals other than high-net-worth.
Sovereign Wealth Advisors LLC

3120 SOUTHWEST FRWY

HOUSTON, TX 77098

$547.40M

Assets Under Management

5

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Barber’s Registration & Firm History

TX

01/24/2020 - Present

Sovereign Wealth Advisors LLC (HOUSTON TX)

TX

06/01/2009 - 10/12/2009

MORGAN STANLEY SMITH BARNEY (CORPUS CHRISTI TX)

TX

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (CORPUS CHRISTI TX)

TX

07/01/2005 - 04/02/2007

MORGAN STANLEY DW INC. (CORPUS CHRISTI TX)

NJ

02/21/2003 - 07/28/2005

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 03/07/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 02/14/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Stephen Scott Barber. Review regulatory record here.
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