Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Scholl Philleo is a financial advisor with Steward Partners Investment Advisory, LLC. Stephen has been in the financial services industry since 1991. Stephen holds a Series 6, 7, 3, 9, 10, 31, 63 and 65 licenses. Stephen is also a Certified Financial Planner. Stephen works with a wide range of clients including individuals, high-net-worth individuals, families, businesses, corporations, pension plans, and charitable organizations. Stephen provides a variety of services including financial planning, investment management, and insurance. Stephen previously worked at Raymond James Financial Services, Inc., Morgan Stanley, and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
07/29/2016 - Present
Steward Partners Investment Advisory, LLC (BETHESDA MD)
MD
03/19/2015 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (BETHESDA MD)
MD
06/01/2009 - 03/26/2015
MORGAN STANLEY (BETHESDA MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)
MD
10/28/1993 - 04/02/2007
MORGAN STANLEY DW INC. (BETHESDA MD)
PA
03/24/1993 - 12/14/1993
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
MA
01/29/1991 - 03/30/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/29/1991 - 03/30/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 09/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/15/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/28/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/28/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Philleo is the right advisor for you? Invested Better is here to help.
