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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Philleo is an investment advisor representative who has been in the industry since January 28, 1991. Stephen is currently registered with Steward Partners Investment Advisory, LLC and is a registered investment advisor in Maryland and Texas. Stephen has a variety of experience in the financial industry, having previously worked with firms such as Raymond James Financial Services, Inc., Morgan Stanley, and Morgan Stanley & Co. Incorporated. Stephen has a series of certifications and has passed several exams, including the Series 65, Series 63, Series 10, Series 9, Series 8, SIE, Series 3, Series 31, Series 7 and Series 6. Stephen is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
07/29/2016 - Present
Steward Partners Investment Advisory, LLC (BETHESDA MD)
MD
03/19/2015 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (BETHESDA MD)
MD
06/01/2009 - 03/26/2015
MORGAN STANLEY (BETHESDA MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)
MD
10/28/1993 - 04/02/2007
MORGAN STANLEY DW INC. (BETHESDA MD)
PA
03/24/1993 - 12/14/1993
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
MA
01/29/1991 - 03/30/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/29/1991 - 03/30/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 9/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/15/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/28/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 1/28/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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