Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sangmok Kim is a financial professional with over two decades of experience in the industry. Stephen Kim is currently registered with Evercore Group LLC and has held previous positions at Barclays Capital Inc., Quasar Distributors, LLC, Citigroup Global Markets Inc. and Smith Barney Inc. Stephen Kim holds a variety of licenses and registrations including Series 63, Series 24, SIE, Series 87, and Series 7. Stephen Kim is licensed in multiple states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2016 - Present
Evercore Group LLC (NEW YORK NY)
NY
05/03/2011 - 07/07/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
ME
05/08/2009 - 04/11/2011
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
01/23/2001 - 02/29/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/16/1996 - 10/24/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
12/06/1994 - 01/10/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 08/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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