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Stephen Sanford Pierce

Credit Union Investment Services

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About Stephen Sanford Pierce

Stephen Sanford Pierce is a registered representative and investment advisor representative with Credit Union Investment Services. Stephen has been in the securities industry since April 2012 and has experience in providing financial planning and portfolio management services to individuals. Stephen holds the Series 7, 66, 52 and 53 licenses and is registered in North Carolina. Stephen has worked at State Employees' Credit Union since September 2011 and is also a licensed agent for SECU Life Insurance Company.

Firm Information

Stephen Pierce is currently registered with Credit Union Investment Services. Credit Union Investment Services, with 253 licensed agents, provides financial planning and portfolio management for individuals. They also offer educational seminars.

Not reported

Assets Under Management

35,000

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Pierce’s Registration & Firm History

NC

05/16/2012 - Present

Credit Union Investment Services (Raleigh NC)

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Licenses & Designations

BOTH

Issued 05/15/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/01/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/13/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2018

Series 52 - Municipal Securities Representative Examination

BC

Issued 04/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Sanford Pierce.
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