Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Samuel Werner is a financial advisor who has been in the industry since 2012. Stephen is currently registered with Avantax Advisory Services in Hummelstown, PA. Stephen is a registered representative and investment advisor representative. Stephen has experience in the areas of fixed insurance products, financial planning, and pension consulting. Stephen is a member of FINRA. Stephen is also a FINRA Dispute Resolution Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
PA
06/26/2023 - Present
Avantax Advisory Services (Hummelstown PA)
PA
06/06/2016 - 01/12/2017
NYLIFE SECURITIES LLC (HARRISBURG PA)
PA
06/28/2006 - 05/02/2016
NYLIFE SECURITIES LLC (HARRISBURG PA)
BOTH
Issued 06/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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