Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Saladrigas is a financial advisor with Mutual Of America Securities LLC. Stephen has been in the financial services industry since 1992 and has held licenses in multiple states. Stephen has a Series 7, Series 63, Series 9, and Series 10. Stephen's experience in the financial services industry includes working with Fidelity Investments Institutional Services Company, Inc. and Waddell & Reed, Inc. Stephen is currently registered with FINRA and the state of Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/21/2014 - Present
Mutual OF America Securities LLC (Providence RI)
TX
04/21/2014 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (IRVING TX)
TX
12/09/2009 - 09/19/2013
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
OR
02/19/2009 - 11/05/2009
WADDELL & REED, INC. (EUGENE OR)
OR
12/13/2000 - 12/23/2008
WELLS FARGO INVESTMENTS, LLC (MEDFORD OR)
MN
06/15/2001 - 09/13/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
10/24/1997 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
09/23/1991 - 10/28/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/23/1991 - 10/28/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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