Unclaimed
Stephen Sabo is a financial advisor with Four Points Capital Partners LLC in NEW YORK, NY. Stephen has been in the financial services industry since 2011. Stephen holds Series 63, SIE and Series 7 licenses. Stephen is currently registered in Delaware, District of Columbia, New Jersey, New York, and Pennsylvania. Prior to joining Four Points Capital Partners LLC, Stephen worked at HORNOR, TOWNSEND & KENT, LLC, MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC. and NATIONAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/02/2021 - Present
Four Points Capital Partners LLC (NEW YORK NY)
NY
05/08/2018 - 02/03/2021
HORNOR, TOWNSEND & KENT, LLC (NEW YORK NY)
NY
03/25/2017 - 05/01/2018
MML INVESTORS SERVICES, LLC (New York NY)
NY
12/07/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (New York NY)
NJ
08/04/2011 - 11/08/2011
NATIONAL SECURITIES CORPORATION (ISELIN NJ)
BC
Issued 08/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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