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Stephen Sabo

Four Points Capital Partners LLC

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About Stephen Sabo

Stephen Sabo is a financial advisor with Four Points Capital Partners LLC in NEW YORK, NY. Stephen has been in the financial services industry since 2011. Stephen holds Series 63, SIE and Series 7 licenses. Stephen is currently registered in Delaware, District of Columbia, New Jersey, New York, and Pennsylvania. Prior to joining Four Points Capital Partners LLC, Stephen worked at HORNOR, TOWNSEND & KENT, LLC, MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC. and NATIONAL SECURITIES CORPORATION.

Firm Information

Stephen Sabo is currently registered with Four Points Capital Partners LLC. Four Points Capital Partners LLC is a Limited Liability Company formed in July 1997 and is registered to operate in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has one SEC registration and is approved in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Sabo’s Registration & Firm History

NY

02/02/2021 - Present

Four Points Capital Partners LLC (NEW YORK NY)

NY

05/08/2018 - 02/03/2021

HORNOR, TOWNSEND & KENT, LLC (NEW YORK NY)

NY

03/25/2017 - 05/01/2018

MML INVESTORS SERVICES, LLC (New York NY)

NY

12/07/2011 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (New York NY)

NJ

08/04/2011 - 11/08/2011

NATIONAL SECURITIES CORPORATION (ISELIN NJ)

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Licenses & Designations

BC

Issued 08/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Sabo.
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