Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sabine Marsters is a financial advisor at Oppenheimer & Co. Inc. in Denver, Colorado. Stephen has over 39 years of experience in the financial services industry and holds a variety of licenses and certifications, including Series 66, Series 63, Series 9, Series 10, Series 8, Series 99TO, and SIE. Stephen has previously worked for Wells Fargo Advisors, LLC, A.G. Edwards & Sons, Inc., William Blair & Company L.L.C., and Smith Barney, Harris Upham & Co., Incorporated. Stephen specializes in providing financial planning, portfolio management, and investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CO
09/28/2009 - Present
Oppenheimer & Co. Inc. (DENVER CO)
CO
01/01/2008 - 09/28/2009
WELLS FARGO ADVISORS, LLC (DENVER CO)
CO
01/02/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DENVER CO)
IL
06/19/1989 - 01/17/1996
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
09/23/1983 - 07/15/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 02/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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