Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Suslow is a Registered Representative and Investment Advisor Representative with R. F. Lafferty & Co., Inc. based in New York, NY. Stephen is a veteran of the financial services industry with over 50 years of experience. Stephen previously worked at KERN, SUSLOW SECURITIES, INC., NOYES PARTNERS INCORPORATED, WAXMAN SECURITIES INC., TEICHBERG, LOEB, WAXMAN, RABINOWITZ, INC., HANS UTSCH & CO. INC., and PHILIPS, APPEL & WALDEN, INC. Stephen's expertise includes securities trading, investments, and financial planning. He is a Series 1, 7TO, 72, and SIE license holder. Stephen is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/14/2013 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
10/16/1989 - 04/14/2014
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
04/24/1989 - 11/01/1989
NOYES PARTNERS INCORPORATED (NEW YORK NY)
NA
04/18/1988 - 03/01/1989
WAXMAN SECURITIES INC.
NA
09/19/1986 - 01/04/1988
TEICHBERG, LOEB, WAXMAN, RABINOWITZ, INC.
NA
01/28/1985 - 07/25/1986
NOYES PARTNERS INCORPORATED
NA
08/29/1979 - 12/11/1984
HANS UTSCH & CO. INC.
NA
05/16/1974 - 10/01/1979
PHILIPS, APPEL & WALDEN, INC.
NA
01/05/1970 - 09/05/1975
PRESSMAN, FROHLICH & FROST, INC.
BC
Issued 05/28/1982
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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