Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Pitts is a financial advisor with LPL Financial LLC. Stephen is registered with the state of Kentucky to provide investment advisory services. Stephen's experience includes previous roles at BB&T Securities, LLC, BB&T Investment Services, Inc., and J.J.B. Hilliard, W.L. Lyons, LLC. Stephen has been in the financial services industry since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
09/30/2022 - Present
LPL Financial LLC (LEXINGTON KY)
KY
07/08/2020 - 05/27/2022
LPL FINANCIAL LLC (HENDERSON KY)
KY
01/02/2018 - 07/09/2018
BB&T SECURITIES, LLC (LEXINGTON KY)
KY
10/25/2016 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (LEXINGTON KY)
KY
05/12/2014 - 07/14/2016
J.J.B. HILLIARD, W.L. LYONS, LLC (LEXINGTON KY)
KY
04/28/2008 - 05/13/2014
BB&T INVESTMENT SERVICES, INC. (LEXINGTON KY)
BOTH
Issued 05/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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