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Stephen S Kwak

Osaic Wealth, Inc.

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About Stephen S Kwak

Stephen Kwak is an Investment Advisor Representative with Osaic Wealth, Inc. based in Denver, CO. Stephen has been working in the financial services industry since November 2014. Stephen is licensed to offer securities services in 27 states and investment advisory services in Colorado. Stephen holds Series 7, SIE, and Series 66 licenses. Stephen offers financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Stephen owns and operates TruePeak Financial, a marketing name that functions as an Outside Business Activity.

Firm Information

Stephen Kwak is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Kwak’s Registration & Firm History

CO

01/19/2024 - Present

Osaic Wealth, Inc. (DENVER CO)

CO

11/20/2014 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (DENVER CO)

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Licenses & Designations

BOTH

Issued 08/01/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen S Kwak.
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