Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ryan Patterson is a financial advisor with Tradestation Securities, Inc. Stephen has been in the financial industry since 2004. He is registered with FINRA and holds Series 3, 6, 7, 24, 52TO, 63, and 66 licenses. Stephen has experience with a variety of financial products and services, including municipal securities, commodities, and investment company products. He is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/17/2022 - Present
Tradestation Securities, Inc. (PLANTATION FL)
FL
02/14/2022 - 05/08/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/10/2016 - 04/06/2021
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
CO
04/28/2015 - 05/20/2016
CURIAN CLEARING, LLC (DENVER CO)
AZ
04/23/2014 - 04/27/2015
AXA ADVISORS, LLC (SCOTTSDALE AZ)
AZ
10/31/2005 - 04/03/2014
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
10/12/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
07/07/2004 - 09/22/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 05/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/09/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Patterson is the right advisor for you? Invested Better is here to help.
