Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Russell Sanok is an experienced financial professional with over 20 years in the industry. Stephen is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. Prior to that, Stephen was employed at LPL Financial LLC and UVEST Financial Services Group, INC.. Stephen holds a variety of licenses and certifications, including Series 7, 24, 63, 79TO, 99TO and SIE. Stephen provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Stephen is a dedicated financial advisor committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/21/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
SC
09/18/2009 - 10/14/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
06/15/2006 - 04/24/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
01/03/2006 - 07/12/2006
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
04/27/2000 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BC
Issued 05/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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