Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Russell is an investment advisor representative currently registered with Northern Trust Investments, Inc.. Stephen has been in the financial services industry since March 1, 2014. Stephen has passed a variety of exams including Series 7, 63, 65, and 24 and has held prior registrations with Kestra Investment Services, LLC, Next Financial Group, Inc., CUSO Financial Services, L.P., Sorrento Pacific Financial, LLC, Cadaret, Grant & Co., Inc., MML Investors Services, LLC, and Hornor, Townsend & Kent, Inc.. Northern Trust Investments, Inc. is a large firm with a strong focus on providing services to high net worth individuals, institutional clients, and pooled investment vehicles. Stephen's work experience and licenses suggest that Stephen is well-suited to provide advice on a variety of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio provider, investment research,index services, transition management and overlay services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transition management service fees
1
2
IL
01/03/2023 - Present
Northern Trust Investments, Inc. (CHICAGO IL)
TX
06/03/2021 - 11/10/2022
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
04/28/2021 - 05/28/2021
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
11/17/2020 - 05/28/2021
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
11/16/2020 - 05/28/2021
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
NY
06/26/2017 - 05/28/2021
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
03/10/2015 - 06/27/2017
MML INVESTORS SERVICES, LLC (East Rochester NY)
NY
12/09/2013 - 02/12/2015
HORNOR, TOWNSEND & KENT, INC. (ROCHESTER NY)
IA
Issued 01/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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