Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ruprecht is a financial advisor registered with Wells Fargo Clearing Services, LLC. Stephen is a seasoned professional with over 8 years of experience in the financial services industry. Stephen is licensed to provide financial advice in California. Stephen's previous roles have included positions with Stiefel, Nicolaus & Company, Incorporated and Wells Fargo Clearing Services, LLC. Stephen holds licenses for Series 66, Series 10, Series 9, SIE, and Series 7. Stephen has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/06/2024 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
KS
05/08/2018 - 01/19/2024
WELLS FARGO CLEARING SERVICES, LLC (MISSION WOODS KS)
KS
06/01/2016 - 04/24/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OVERLAND PARK KS)
BOTH
Issued 11/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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