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Stephen Rothschild

Nylife Securities LLC

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About Stephen Rothschild

Stephen Rothschild is a financial professional with Nylife Securities LLC in DEERFIELD, IL. Stephen has been in the industry since October 2021 and has passed the Series 6TO and SIE exams. Stephen previously worked at Northwestern Mutual Investment Services, LLC in VERNON HILLS, IL.

Firm Information

Stephen Rothschild is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Rothschild’s Registration & Firm History

IL

10/30/2023 - Present

Nylife Securities LLC (DEERFIELD IL)

IL

12/13/2021 - 12/20/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (VERNON HILLS IL)

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Licenses & Designations

BC

Issued 12/11/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Rothschild.
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