Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ross Spears is a financial advisor registered with Ameriprise Financial Services, LLC. Stephen has over 30 years of experience in the financial services industry. Stephen is a CERTIFIED FINANCIAL PLANNER™ professional. Stephen holds the Series 3, 7, 15, 24, and 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Stephen has been registered with Ameriprise Financial Services, LLC since July 2024. Previously, Stephen was registered with FROST BROKERAGE SERVICES, INC. and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED. Stephen specializes in providing financial advice to individuals, businesses, high-net-worth individuals, trusts, estates, insurance companies, charitable organizations, and pension and profit-sharing plans. Stephen is also registered with the following states: Arizona, California, Colorado, Delaware, Florida, Iowa, Kentucky, Massachusetts, Oregon, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/10/2024 - Present
Ameriprise Financial Services, LLC (San Antonio TX)
TX
10/09/1998 - 07/10/2024
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
NY
03/06/1989 - 07/10/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
06/02/1983 - 03/16/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 09/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 07/21/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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