Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hutter is an experienced financial advisor with over 20 years in the industry. He is registered with LPL Financial LLC in Fort Mill, SC and also serves clients in Charlotte, NC. Stephen has held previous positions at Cetera Investment Services LLC, AXA Advisors, LLC, Santander Securities LLC, Voya Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Investment Services, Inc. Stephen is committed to helping clients achieve their financial goals and has a variety of services available, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
03/20/2023 - Present
LPL Financial LLC (FORT MILL SC)
NC
01/21/2020 - 02/23/2023
CETERA INVESTMENT SERVICES LLC (CHARLOTTE NC)
NC
09/19/2018 - 05/02/2019
AXA ADVISORS, LLC (CHARLOTTE NC)
MA
09/13/2017 - 08/27/2018
SANTANDER SECURITIES LLC (DEDHAM MA)
MA
08/21/2012 - 08/30/2017
VOYA FINANCIAL ADVISORS, INC. (BRAINTREE MA)
MA
10/23/2009 - 08/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MA
04/07/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
MA
06/30/2006 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
MA
02/15/2006 - 04/27/2006
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
MA
10/03/2003 - 03/03/2006
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
12/13/2002 - 08/25/2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 06/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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