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Stephen Ross Ellison

Fidelity Brokerage Services LLC

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About Stephen Ross Ellison

Stephen Ellison is a registered representative of Fidelity Brokerage Services LLC. Stephen Ellison passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO) on December 6, 2023. Stephen Ellison became registered with Fidelity Brokerage Services LLC on December 6, 2023.

Firm Information

Stephen Ellison is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Ellison’s Registration & Firm History

NC

12/06/2023 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 12/06/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/06/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Ross Ellison.
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