Unclaimed
Stephen Farris is a financial advisor with Avantax Investment Services, Inc. based in Douglasville, GA. Stephen is licensed to offer financial advice in California, Florida, Georgia and New York and has been in the industry since December 31, 1997.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
01/01/1998 - Present
Avantax Investment Services, Inc. (DOUGLASVILLE GA)
BC
Issued 12/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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