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Stephen Ronald Deyette

Dowling & Partners Securities LLC

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About Stephen Ronald Deyette

Stephen Deyette is a financial professional with over 30 years of experience in the securities industry. Stephen is currently registered with Dowling & Partners Securities LLC as a Registered Representative. Stephen has previously held positions with FOX-PITT,KELTON INCORPORATED, CONNING & COMPANY, PAINEWEBBER INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, and DREXEL BURNHAM LAMBERT INCORPORATED. Stephen holds Series 3, 7, 63, and 65 licenses.

Firm Information

Stephen Deyette is currently registered with Dowling & Partners Securities LLC. Dowling & Partners Securities LLC is a Limited Liability Company formed on July 1, 1994. The firm is registered in eight states: California, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New York, and Ohio. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Deyette’s Registration & Firm History

CT

09/04/2001 - Present

Dowling & Partners Securities LLC (FARMINGTON CT)

NY

08/08/2001 - 09/05/2001

FOX-PITT,KELTON INCORPORATED (NEW YORK NY)

IL

09/01/1998 - 08/08/2001

CONNING & COMPANY (OAKBROOK TERRACE IL)

NJ

01/28/1995 - 07/08/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

06/26/1990 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NJ

05/09/1989 - 06/27/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

01/19/1988 - 06/06/1989

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

IA

Issued 05/08/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1988

Series 3 - National Commodity Futures Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Ronald Deyette.
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