Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Goldstein is a financial advisor who has been in the industry since 1999. Stephen is currently registered with Evercore Group LLC and is Series 7, 24, 63, 79TO and SIE licensed. Stephen has previously worked for LAZARD FRERES & CO. LLC, THOMAS WEISEL PARTNERS LLC, and NATIONSBANC MONTGOMERY SECURITIES LLC. Stephen is registered in 37 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/09/2012 - Present
Evercore Group LLC (Westport CT)
NY
11/19/2002 - 07/12/2012
LAZARD FRERES & CO. LLC (NEW YORK NY)
CA
01/22/1999 - 09/26/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
12/11/1998 - 01/11/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
BC
Issued 04/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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