Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dierks has over 40 years of experience in the financial services industry. Stephen is a registered representative and investment advisor representative with Osaic Wealth, Inc. based in Colorado Springs, CO. Stephen has held various positions at several firms including Waddell & Reed, Inc., Multi-Financial Securities Corporation, Consolidated Investment Services, Inc., Walnut Street Securities, Inc., Nexus Financial, Inc., Wilbanks Securities, Inc., and United Securities Alliance, Inc. Stephen has a wide range of experience in providing financial advice to individuals, corporations, and institutions. Stephen holds a Series 7, 6, 22, 24, 53, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/15/2016 - Present
Osaic Wealth, Inc. (COLORADO SPRINGS CO)
CO
03/24/2006 - 03/01/2007
UNITED SECURITIES ALLIANCE, INC. (COLORADO SPRINGS CO)
OK
07/06/2005 - 03/31/2006
WILBANKS SECURITIES, INC. (OKLAHOMA CITY OK)
CO
10/31/1995 - 07/29/2005
NEXUS FINANCIAL, INC. (COLORADO SPRINGS CO)
CA
08/03/1993 - 11/28/1995
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CO
01/05/1987 - 08/03/1993
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
NA
03/24/1986 - 01/19/1987
MULTI-FINANCIAL SECURITIES CORPORATION
NA
06/11/1981 - 12/28/1984
WADDELL & REED, INC.
BOTH
Issued 03/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/22/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/09/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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