Unclaimed
Stephen Wierhake is a financial advisor who has been in the industry since 1986. Stephen is a Certified Financial Planner with experience in financial planning, portfolio management for individuals and businesses, and pension consulting. Stephen is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2023. Previously, Stephen was registered with Summit Brokerage Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen also has experience working for H&R Block Financial Advisors, Inc. and Fortis Investors, Inc. Stephen is registered in Arizona, California, Connecticut, Florida, Georgia, Maryland, Michigan, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Virginia, and Washington.
PUNTA GORDA, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/11/2023 - Present
Cetera Investment Advisers LLC (PUNTA GORDA FL)
FL
04/24/2009 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (PORT CHARLOTTE FL)
FL
10/05/2001 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PUNTA GORDA FL)
MI
08/20/1997 - 10/12/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
07/24/1986 - 11/04/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 5/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/8/1997
Series 7 - General Securities Representative Examination
BC
Issued 1/24/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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