Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Robert Walsh is a financial advisor currently with Creative Planning. Stephen is a licensed financial advisor who has been in the financial services industry for over 30 years. Previously, Stephen worked at PNC Investments and Oppenheimer & Co. Inc. Stephen has extensive experience working with high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations or other businesses. Stephen is also licensed to provide financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
02/02/2017 - Present
Creative Planning (OVERLAND PARK KS)
PA
12/20/2013 - 01/11/2017
PNC INVESTMENTS (PITTSBURGH PA)
GA
10/25/2012 - 12/04/2013
OPPENHEIMER & CO. INC. (ATLANTA GA)
GA
12/10/2004 - 10/03/2012
TD AMERITRADE, INC. (ALPHARETTA GA)
TX
08/14/1997 - 12/08/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
05/29/1996 - 07/17/1997
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
IN
03/03/1995 - 05/11/1996
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
FL
10/12/1994 - 03/07/1995
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NY
06/06/1994 - 10/27/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
08/19/1992 - 05/27/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/14/1990 - 07/29/1992
J. W. GANT & ASSOCIATES, INC.
NJ
08/03/1990 - 11/21/1990
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NA
08/25/1988 - 07/25/1990
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 01/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Stephen Walsh is the right advisor for you? Invested Better is here to help.
