Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Spence is a financial advisor with over 25 years of experience in the financial services industry. Stephen currently works as a financial advisor with U.S. Bancorp Investments, Inc. and is registered with the state of Wisconsin. Stephen has worked with a variety of clients, including individuals, families, businesses, and charitable organizations. His areas of expertise include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WI
08/24/2011 - Present
U.s. Bancorp Investments, Inc. (Appleton WI)
MO
05/16/2005 - 08/11/2008
LPL FINANCIAL CORPORATION (SPRINGFIELD MO)
MN
12/01/2001 - 05/16/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
01/08/2001 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
SC
03/04/1999 - 01/16/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
07/11/1996 - 03/09/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/11/1996 - 03/09/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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