Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Robert Pardes is a financial advisor who has been in the industry since June 16, 1991. Stephen is currently registered with Charles Schwab & CO., Inc. and has been with the firm since May 13, 2016. Stephen has been active in the securities industry for over 30 years and has held previous positions at M&T SECURITIES, INC., Ferris, Baker Watts Incorporated, Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, First Maryland Brokerage Corporation, Hilliard Farber & Co., Inc., and Hilliard Farber Securities Corp. Stephen is a registered representative in 18 states, including Virginia, Maryland, and Texas. Stephen also holds Series 7, 9, 10, 52TO, 53, 63, and 66 securities licenses. Stephen is an active member of the Southeastern Hockey Referee Association and McLean Youth Soccer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
VA
05/13/2016 - Present
Charles Schwab & CO., Inc. (Tysons Corner VA)
MD
09/19/2008 - 04/02/2015
M&T SECURITIES, INC. (BALTIMORE MD)
MD
12/09/2003 - 09/09/2008
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NY
01/13/2001 - 11/13/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
02/21/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
MD
03/15/1990 - 09/17/1992
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
NJ
07/25/1987 - 08/30/1988
HILLIARD FARBER & CO., INC. (JERSEY CITY NJ)
NY
07/13/1987 - 08/30/1988
HILLIARD FARBER SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 05/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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