Unclaimed
Stephen O'Connor is a registered representative with Prudential Annuities Distributors, Inc. Stephen began his career in the financial services industry on January 17, 1999. Stephen holds Series 6, 63, and SIE securities licenses and is registered in California, Florida, New Jersey, and South Dakota. Stephen's primary office location is in Shelton, Connecticut. Stephen's prior experience includes work at PRUCO SECURITIES CORPORATION. Stephen's current registration with Prudential Annuities Distributors, Inc. began on August 27, 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/27/1999 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
12/14/1998 - 07/22/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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