Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Nelson is a financial advisor with over 28 years of experience in the industry. He is registered with First Trust Portfolios LP in Wheaton, Illinois. Stephen has held Series 63, Series 7, and SIE licenses. He is also registered in Illinois. Stephen has worked for First Trust Portfolios LP since February 3, 1997. Prior to that, he was with NIKE SECURITIES L.P. in Wheaton, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
02/03/1997 - Present
First Trust Portfolios LP (WHEATON IL)
IL
11/03/1992 - 01/24/1995
NIKE SECURITIES L.P. (WHEATON IL)
BC
Issued 09/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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