Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Naughton is a financial professional with over 20 years of experience in the securities industry. Stephen is currently registered with Citadel Securities LLC in New York, NY and is licensed to conduct business in 16 states. Stephen has held previous positions with firms such as KCG Americas LLC, GETCO Securities, LLC, Knight Capital Americas, L.P., Kellogg Capital Markets, LLC, and SIG Specialists, Inc. Stephen holds multiple securities licenses including Series 7, 63, 57TO, 21 and 25. Stephen is also a graduate of the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2016 - Present
Citadel Securities LLC (New York NY)
NY
07/02/2012 - 05/26/2016
KCG AMERICAS LLC (NEW YORK NY)
IL
08/06/2012 - 08/10/2012
GETCO SECURITIES, LLC (CHICAGO IL)
NJ
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
12/03/2007 - 01/03/2011
KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/06/2000 - 12/05/2007
SIG SPECIALISTS, INC. (NEW YORK NY)
NY
11/06/2000 - 03/21/2001
SUSQUEHANNA SPECIALISTS, INC. (NEW YORK NY)
BC
Issued 11/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/21/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 07/09/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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