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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Robert Judge is a financial advisor with LPL Financial LLC, based in ASHEVILLE, NC. Stephen Judge has been in the financial services industry since 1984 and has a broad background that includes experience with several firms, including MML Investors Services, LLC, MSI Financial Services, INC., and Securities America, INC. Stephen Judge is registered with the state of North Carolina as well as Arkansas, Colorado, Florida, Georgia, Indiana, New Jersey, New York, South Carolina, Tennessee, Texas and Virginia. Stephen Judge holds the Series 6, Series 7, and SIE licenses. Stephen Judge is also a Chartered Financial Consultant. Stephen Judge specializes in providing a variety of services, including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/04/2019 - Present
LPL Financial LLC (ASHVILLE NC)
NC
03/25/2017 - 10/07/2019
MML INVESTORS SERVICES, LLC (Asheville NC)
NC
08/17/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Asheville NC)
NC
10/26/2012 - 08/20/2015
SECURITIES AMERICA, INC. (ASHEVILLE NC)
NC
03/27/2009 - 11/09/2012
INVEST FINANCIAL CORPORATION (ASHEVILLE NC)
NC
01/01/2008 - 03/27/2009
WACHOVIA SECURITIES, LLC (ASHEVILLE NC)
NC
05/25/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ASHEVILLE NC)
NC
02/11/2004 - 05/30/2007
EDWARD JONES (ASHEVILLE NC)
MO
05/07/1997 - 01/22/2004
EDWARD JONES (ST. LOUIS MO)
NA
02/07/1996 - 05/12/1997
BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC.
NC
09/22/1993 - 05/12/1997
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IN
09/15/1992 - 08/18/1993
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MN
03/31/1990 - 09/11/1992
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NY
01/28/1988 - 02/13/1990
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
07/25/1984 - 05/06/1987
EQUICO SECURITIES, INC.
NA
07/25/1984 - 04/20/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 10/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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