Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Robert Iacullo is a financial professional with over 7 years of experience in the industry. Stephen is currently registered with UBS Securities LLC. Previously, Stephen worked at MORGAN STANLEY & CO. LLC, RABO SECURITIES USA, INC., and CONVERGEX EXECUTION SOLUTIONS LLC. Stephen holds the Securities Industry Essentials Examination and the Operations Professional Examination (Series 99) certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/04/2022 - Present
UBS Securities LLC (NEW YORK NY)
NY
11/02/2017 - 04/13/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
08/05/2015 - 10/25/2017
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
12/23/2013 - 08/20/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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