Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Robert Herman is a financial advisor registered with Hornor, Townsend & Kent, LLC. Stephen has been in the financial industry since 1968. Stephen is a registered representative of Hornor, Townsend & Kent, LLC and has been registered with FINRA since 1972. Stephen is also a registered investment advisor representative. In addition to Stephen's work as a financial advisor, Stephen also provides insurance sales under the name of Stephen R. Herman, CLU, CHFC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
03/19/2021 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NA
03/10/1982 - 06/03/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/14/1972 - 01/27/1975
SECURITY INVESTMENT SERVICES CORP.
NA
03/22/1968 - 11/30/1972
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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