Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Robert Grant is an investment banking professional with over 5 years of experience in the financial services industry. Stephen has held positions at several prominent firms, including Equiteq Securities LLC, Jefferies LLC, and UBS Securities LLC. Stephen is currently registered with GT Securities, Inc. in California and Massachusetts. Stephen holds Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/14/2024 - Present
GT Securities, Inc. (LOS ANGELES CA)
NY
09/13/2022 - 01/26/2024
EQUITEQ SECURITIES LLC (NEW YORK NY)
MA
06/25/2019 - 01/31/2022
JEFFERIES LLC (BOSTON MA)
NY
08/14/2017 - 07/03/2019
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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