Unclaimed
Stephen Robert Fox is a registered representative with Lord Abbett Distributor LLC. Stephen has been in the securities industry since 2014. He holds Series 6, 7, 63, and 65 licenses. Stephen has previously worked at Fidelity Distributors Company LLC and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/06/2024 - Present
Lord Abbett Distributor LLC (JERSEY CITY NJ)
RI
11/03/2021 - 04/02/2024
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
MA
12/18/2013 - 09/22/2021
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 01/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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