Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Robert Chronert is a financial professional with over 30 years of experience in the financial services industry. Stephen currently works at Citizens JMP Securities, LLC, a firm based in Stamford, Connecticut. He has been with Citizens JMP Securities, LLC since 8/1/2023 and has held previous positions at firms like Citizens Capital Markets, Mizuho Securities USA LLC, and RBS Securities Inc. Stephen holds a Series 3, 7, 9, 10, 24, 63, and SIE licenses and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
10/11/2018 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
NY
04/07/2015 - 05/17/2018
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
04/01/2013 - 04/10/2015
RBS SECURITIES INC. (STAMFORD CT)
CT
03/22/1999 - 08/09/2012
UBS SECURITIES LLC (STAMFORD CT)
NY
10/01/1997 - 03/17/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
04/15/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
05/02/1996 - 04/22/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NY
03/20/1990 - 03/19/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
11/04/1989 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/27/1987 - 08/22/1989
CS FIRST BOSTON CORPORATION
NY
06/28/1986 - 08/22/1989
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
09/22/1983 - 09/10/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 10/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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