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Stephen Rivera Fajardo

Natixis Securities Americas LLC

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About Stephen Rivera Fajardo

Stephen Rivera Fajardo is a financial professional with over 20 years of experience in the financial industry. Stephen has a diverse background, having worked at several leading firms including CIBC World Markets Corp., Nomura Securities International, Inc., Deutsche Bank Securities Inc., Morgan Stanley & Co. Incorporated, CitiCorp Investment Services and Lehman Brothers Inc. Stephen is currently registered with Natixis Securities Americas LLC and holds several industry certifications.

Firm Information

Stephen Fajardo is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Fajardo’s Registration & Firm History

NY

06/04/2024 - Present

Natixis Securities Americas LLC (NEW YORK NY)

NY

07/28/2021 - 06/19/2024

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

11/07/2013 - 06/23/2021

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

04/26/2011 - 11/07/2013

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/02/2004 - 04/11/2011

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

06/16/1992 - 03/18/1997

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

01/08/1991 - 06/17/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2022

Series 24 - General Securities Principal Examination

BC

Issued 12/11/2006

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Rivera Fajardo.
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